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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-09-12 |
| TX | RA | APPROVED | 2025-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Irving | TX | 05/2016 | 07/2016 |
| Thrivent Financial | Appleton | WI | 06/2016 | 07/2016 |
| Nylife Securities Llc | Frisco | TX | 03/2020 | 06/2022 |
| New York Life Insurance Company | Frisco | TX | 03/2020 | 06/2022 |
| Price Consulting | Mesquite | TX | 10/2015 | 07/2017 |
| Hardrock Club At Sdsmt | Rapid City | SD | 07/2017 | 09/2018 |
| Farmers Insurance | Plano | TX | 09/2018 | 02/2020 |
| Thrivent Investment Management Inc | Fort Worth | TX | 07/2022 | 10/2024 |
| Thrivent Financial | Appleton | WI | 06/2022 | 10/2024 |
| National Life Group | Addison | TX | 10/2024 | 08/2025 |
| Equity Services Inc | Montpelier | VT | 10/2024 | 08/2025 |
| Cetera Investment Services Llc | Saint Cloud | MN | 09/2025 | Present |
| Cetera Investment Advisers Llc | Hattiesburg | MS | 09/2025 | Present |
| Regions Bank | Hattiesburg | MS | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-09 |
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