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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-08-20
TX RA APPROVED 2026-08-11
  • MA RA
    APPROVED
    Since 2026-08-20
  • TX RA
    APPROVED
    Since 2026-08-11

Branch Locations

257 Turnpike Rd Suite 300, Southborough, MA 01772 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Indianapolis IN 06/2016 06/2018
Oneamerica Securities Indianapolis IN 01/2017 06/2018
Massmutual Springfield MA 08/2018 08/2021
Mml Investor Service, Llc Springfield MA 06/2019 04/2021
Mml Strategic Distributors, Llc Springfield MA 06/2019 04/2021
Massmutual Springfield MA 09/2021 04/2026
Mml Investors Services, Llc Springfield MA 10/2022 04/2026
The Prudential Insurance Company Of America Southampton MA 04/2026 Present
Pruco Securities, Llc Southampton MA 04/2026 08/2026
Lpl Enterprise Llc Fort Mill SC 05/2026 08/2026
Lpl Enterprise Llc Southborough MA 08/2026 Present
  • 06/2016 → 06/2018
    American United Life
    Indianapolis, IN
  • 01/2017 → 06/2018
    Oneamerica Securities
    Indianapolis, IN
  • 08/2018 → 08/2021
    Massmutual
    Springfield, MA
  • 06/2019 → 04/2021
    Mml Investor Service, Llc
    Springfield, MA
  • 06/2019 → 04/2021
    Mml Strategic Distributors, Llc
    Springfield, MA
  • 09/2021 → 04/2026
    Massmutual
    Springfield, MA
  • 10/2022 → 04/2026
    Springfield, MA
  • 04/2026 → Present
    The Prudential Insurance Company Of America
    Southampton, MA
  • 04/2026 → 08/2026
    Pruco Securities, Llc
    Southampton, MA
  • 05/2026 → 08/2026
    Fort Mill, SC
  • 08/2026 → Present
    Southborough, MA
Previous Registrations
Other Businesses

1. 08/11/2026 - Scott Vander Veen, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Southampton, MA – Inv Related – OBA Start Date: 08/07/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading”  2. 07/17/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Southampton MA - Inv Related – OBA Start Date: 07/09/2026 – 160 Hour(s)/Month – 160 Hour(s) During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-29
S63 Uniform Securities Agent State Law Examination 2023-04-25
  • S66 Uniform Combined State Law Examination
    2026-01-29
  • S63 Uniform Securities Agent State Law Examination
    2023-04-25
Other Names
  • Scott Vander Veen
  • Scott Vander Veen
  • Scott R Vanderveen
  • Scott Richard Vander Veen
  • Scott Vanderveen

View on SEC IAPD

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