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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-12-09
  • MN RA
    APPROVED
    Since 2021-12-09

Branch Locations

13765 83Rd Way N, Maple Grove, MN 55369 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Bloomington MN 09/2015 06/2019
Advisornet Financial Lnc, Dba Advisornet Financial Partners Minnetonka MN 06/2019 05/2021
Cetera Advisor Networks El Segundo CA 07/2019 05/2021
Wells Fargo Clearing Services, Llc Maple Grove MN 11/2021 Present
Wells Fargo Bank, Na Maple Grove MN 11/2021 Present
Unemployed Blaine MN 05/2021 11/2021
  • 09/2015 → 06/2019
    Morgan Stanley
    Bloomington, MN
  • 06/2019 → 05/2021
    Advisornet Financial Lnc, Dba Advisornet Financial Partners
    Minnetonka, MN
  • 07/2019 → 05/2021
    Cetera Advisor Networks
    El Segundo, CA
  • 11/2021 → Present
    Maple Grove, MN
  • 11/2021 → Present
    Wells Fargo Bank, Na
    Maple Grove, MN
  • 05/2021 → 11/2021
    Unemployed
    Blaine, MN
Other Businesses

RENTAL PROPERTY, INV RELATED, DULUTH, MN, 100% OWNERSHIP WITH SPOUSE, START 8/1/2014, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-09
S63 Uniform Securities Agent State Law Examination 2019-07-19
  • S66 Uniform Combined State Law Examination
    2021-12-09
  • S63 Uniform Securities Agent State Law Examination
    2019-07-19
Other Names
  • Alanna Jean Berling

View on SEC IAPD

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