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Ryan Patrick Brady

Rockefeller Financial LLC

Atlanta, GA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-10-16
TX RA APPROVED 2023-10-13
  • GA RA
    APPROVED
    Since 2023-10-16
  • TX RA
    APPROVED
    Since 2023-10-13

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 08/2012 10/2023
Rockefeller Financial Llc Atlanta GA 10/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-07-21
S66 Uniform Combined State Law Examination 1999-02-04
  • S63 Uniform Securities Agent State Law Examination
    1999-07-21
  • S66 Uniform Combined State Law Examination
    1999-02-04

View on SEC IAPD

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