Adam Stephen Peplinski

Employer firm

Summit Financial, LLC CRD 299322

$22.5B regulatory AUM 59 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2023
  Fidelity Brokerage Services, Llc
  Covington, KY
• 07/2018 → 11/2023
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 10/2025 → Present
  Summit Financial, Llc
  Parsippany, NJ
• 11/2023 → 10/2025
  Planx Technologies
  Traverse City, MI

Previous Registrations

• 2018-07-13 → 2023-11-02
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2016-02-04 → 2018-07-13
  Strategic Advisers Llc
  Reston, VA
  Covington, KY

Other Businesses

(1) Planx Technologies, LLC: Founder; Development and market strategies; 5800 S. French Road, Cedar, MI 49621; Start: 01/2024; Nature of business: Financial Technology. 50 hours a mth to this activity; I hour during securities trading. (2) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Peplinski Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products.

Exams

• S66 Uniform Combined State Law Examination
  2016-01-29
• S63 Uniform Securities Agent State Law Examination
  2015-10-02

Designations

• Certified Financial Planner