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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2022-08-17 |
| TX | RA | APPROVED | 2022-08-17 |
Branch Locations
2200 South Utica Place Suite 500, Tulsa, OK 74114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas Roadhouse | Lawton | OK | 06/2015 | 04/2017 |
| First Command Financial Service | Fort Worth | TX | 10/2016 | 03/2017 |
| First Command Financial Service | Fort Worth | TX | 04/2017 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lawton | OK | 02/2018 | 07/2022 |
| Randstad Usa | Lawton | OK | 09/2017 | 02/2018 |
| Western Governor University | Salt Lake City | UT | 10/2017 | 03/2018 |
| Morgan Stanley | Tulsa | OK | 08/2022 | Present |
*515740 - Rental Property; Investment related: Yes; LAWTON, Oklahoma; Real Estate; owner (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-13 |
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