Brian Christopher Sullivan

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2023-11-08

NY RA
APPROVED

Since 2023-11-08

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Royal Alliance	Wayland	MA	08/2015	04/2017
Morgan Stanley	Purchase	NY	04/2017	Present
Morgan Stanley Private Bank, N.A.	New York	NY	02/2019	Present

08/2015 → 04/2017

Royal Alliance

Wayland, MA
04/2017 → Present

Morgan Stanley

Purchase, NY
02/2019 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Previous Registrations

2016-08-22 → 2017-04-19

Osaic Wealth, Inc.

Wayland, MA

Other Businesses

*529329 - FINRA; Investment related: No; Boston, Massachusetts; Investment/Finance/Banking; Independent Arbitrator (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours: 0; After business hours: 5; Advising FINRA on arbitration cases

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-08-02

S66 Uniform Combined State Law Examination

2016-08-02

Other Names

Brian Sullivan

View on SEC IAPD