Joseph Andrew Garcia

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 08/2017
  Jp Morgan Securities Llc
  Houston, TX
• 07/2010 → 08/2017
  Jpmorgan Chase Bank
  Houston, TX
• 06/2018 → 04/2020
  Wells Fargo Bank, Na
  Huffman, TX
• 04/2019 → 04/2020
  Wells Fargo Clearing Services, Llc
  Huffman, TX
• 08/2017 → 05/2018
  Shell Federal Credit Union
  Houston, TX
• 04/2020 → Present
  Jpmorgan Chase Bank Na
  Houston, TX
• 04/2020 → Present
  Jpmorgan Securities Llc
  Houston, TX

Previous Registrations

• 2019-07-01 → 2020-06-09
  Wells Fargo Clearing Services, Llc
  Kingwood, TX
  Huffman, TX
  Houston, TX
  Kingwood, TX
  Huffman, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-07-01
• S63 Uniform Securities Agent State Law Examination
  2015-11-04

Other Names

• Joseph A Garcia
• Joseph Garcia