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Lindsey N Quan

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-15
AZ RA APPROVED 2021-08-03
  • TX RA
    APPROVED
    Since 2021-12-15
  • AZ RA
    APPROVED
    Since 2021-08-03

Branch Locations

58 South River Drive, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2015 07/2016
U.S. Egg Scottsdale AZ 02/2019 04/2019
Family Service Agency Mesa AZ 08/2018 02/2019
Arizona'S Children Assocation Chandler AZ 01/2018 08/2018
Charles Schwab & Co., Inc. Phoenix AZ 04/2019 05/2021
Tommy V'S Urban Kitchen & Bar Scottsdale AZ 07/2016 02/2018
Tommy V'S Urban Kitchen & Bar Scottsdale AZ 02/2019 04/2019
Morgan Stanley Tempe AZ 06/2021 Present
  • 07/2015 → 07/2016
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 02/2019 → 04/2019
    U.S. Egg
    Scottsdale, AZ
  • 08/2018 → 02/2019
    Family Service Agency
    Mesa, AZ
  • 01/2018 → 08/2018
    Arizona'S Children Assocation
    Chandler, AZ
  • 04/2019 → 05/2021
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 07/2016 → 02/2018
    Tommy V'S Urban Kitchen & Bar
    Scottsdale, AZ
  • 02/2019 → 04/2019
    Tommy V'S Urban Kitchen & Bar
    Scottsdale, AZ
  • 06/2021 → Present
    Morgan Stanley
    Tempe, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-13
S63 Uniform Securities Agent State Law Examination 2019-12-12
  • S66 Uniform Combined State Law Examination
    2021-07-13
  • S63 Uniform Securities Agent State Law Examination
    2019-12-12
Other Names
  • Lindsey Nicole Quan

View on SEC IAPD

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Other Offices

OLIVE STREET INVESTMENT ADVISERS, LLC · ST. LOUIS, MO
EDWARD JONES · ST. LOUIS, MO
J.P. MORGAN SECURITIES LLC · Des Peres, MO
U.S. BANCORP ADVISORS, LLC · Des Peres, MO
LPL FINANCIAL LLC · DES PERES, MO
AQUILANT ADVISORS · ST. LOUIS, MO
ATROPOS CAPITAL MANAGEMENT, LLC · ST. LOUIS, MO
VIAGEM, LLC · ST. LOUIS, MO

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