Matthew Brian Summe

Employer firm

Stratos Wealth Partners, Ltd CRD 153184

$18.6B regulatory AUM 376 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2017 → 11/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 05/2016 → 08/2016
  Merrill Lynch
  Cincinnati, OH
• 08/2013 → 05/2017
  University Of Kentucky
  Lexington, KY
• 11/2017 → 06/2021
  Citigroup
  Chicago, IL
• 06/2021 → 11/2024
  Ubs Financial Services Inc
  Chicago, IL
• 04/2025 → Present
  Lpl Financial Llc
  Elmhurst, IL
• 11/2024 → 04/2025
  Unemployed
  Chicago, IL
• 04/2025 → Present
  Stratos Wealth Partners, Ltd.
  Elmhurst, IL

Previous Registrations

• 2021-06-22 → 2024-12-06
  Ubs Financial Services Inc.
  Chicago, IL
• 2019-04-24 → 2021-06-08
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Schaumburg, IL
  Miami, FL

Other Businesses

1. 03/2025 - Stratos Wealth Partners / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 Hrs per month - 100% Time Spent 2. 04/22/2025 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3. 05/02/2025 - Stratos Wealth Partners, LTD - Registered Investment Advisor DBA - Inv Related -At reported business location (s) - Start Date: 03/17/2025 - 160 Hrs/Mth - 40 Hrs During Trading. 4. 05/02/2025 - Stratos Wealth Partners, LTD - Registered Investment Advisor Hybrid - Inv Related -At reported business location (s) - Start Date: 03/17/2025 - 160 Hrs/Mth - 40 Hrs During Trading. I provide investment advisory services through Stratos Wealth Partners, LTD, an independent investment advisor firm. I started this business activity in 3/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2019-04-23

Other Names

• Matthew Brian Summe
• Matthew B Summe