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Nathaniel Josiah Sarkar

Redwood Money

Sunnyvale, CA

San Jose, CA

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Current Employers
Redwood Money

San Jose, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-22
  • CA RA
    APPROVED
    Since 2026-07-22

Branch Locations

Sunnyvale, CA • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The City Of Temple City Temple City CA 06/2014 07/2017
Axa Advisors, Llc New York NY 07/2016 12/2016
Wells Fargo Clearing Services, Llc Pasadena CA 04/2017 05/2022
Morgan Stanley Claremont CA 10/2022 09/2023
Amgen Inc Thousand Oaks CA 05/2022 08/2022
Fidelity Investments Boston MA 09/2023 06/2026
Redwood Money, Llc San Jose CA 07/2026 Present
  • 06/2014 → 07/2017
    The City Of Temple City
    Temple City, CA
  • 07/2016 → 12/2016
    Axa Advisors, Llc
    New York, NY
  • 04/2017 → 05/2022
    Wells Fargo Clearing Services, Llc
    Pasadena, CA
  • 10/2022 → 09/2023
    Morgan Stanley
    Claremont, CA
  • 05/2022 → 08/2022
    Amgen Inc
    Thousand Oaks, CA
  • 09/2023 → 06/2026
    Fidelity Investments
    Boston, MA
  • 07/2026 → Present
    Redwood Money, Llc
    San Jose , CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-14
S63 Uniform Securities Agent State Law Examination 2016-11-14
  • S66 Uniform Combined State Law Examination
    2016-12-14
  • S63 Uniform Securities Agent State Law Examination
    2016-11-14
Designations
Other Names
  • Nathaniel Josiah Sarkar
  • Nathaniel J Sarkar

View on SEC IAPD

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