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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2024-01-25 |
Branch Locations
1885 Main St Ste 207, Wailuku, HI 96793-1827 • United States
Kahului, HI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 08/2015 | 11/2019 |
| E.A. Buck Insurance Dba E.A. Buck Financial Services | Honolulu | HI | 12/2019 | 01/2024 |
| Madison Avenue Securities, Llc | San Diego | CA | 12/2019 | 01/2024 |
| Ae Wealth Management, Llc | Topeka | KS | 12/2019 | 01/2023 |
| Buck Wealth Strategies, Llc | Lono | HI | 09/2022 | 01/2024 |
| Ameriprise Financial Services, Llc | Kihei | HI | 01/2024 | Present |
Independent Insurance Brokering; North American Life and Annuity; 02/08/2024; Universal Life / Symetra Life; 02/08/2024; Universal Life. Business Ownership; Sea2Summit, LLC; Co-owner; Retail; 129 Molehulehu Loop, , Kahului, HI, 96732; Not Investment-Related; 05/25/2015; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-24 |
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