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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2015-09-09 |
Branch Locations
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
1413 Riverstone Pkwy, Canton, GA 30114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Canton | GA | 06/2015 | 11/2016 |
| Wells Fargo Bank Na | Canton | GA | 09/2013 | Present |
| Wells Fargo Clearing Services, Llc | Canton | GA | 11/2016 | Present |
CAMP RENTAL LLC; INV RELATED; ELLIJAY, GA; 100% OWNED BY SPOUSE, BUSINESS SIGNER; RENTAL PROPERTY; START 3/2020; 2 HRS PER MONTH; 01 HRS DURING TRAINING; DUTIES: RUN ERRANDS AND ASSIST WITH BUSINESS TRANSACTIONS. DAISY MAE'S BOUTIQUE LLC ; INV RELATED; ELLIJAY ,GA; RETAIL BOUTIQUE;100% OWNERSHIP; START DATE: 01/01/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING; KRISTINA LEE'S BOUTIQUE LLC ; INV RELATED;ELLIJAY ,GA; RETAIL BOUTIQUE ;100% OWNERSHIP; START DATE: 02/06/2026; 20 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-09-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-11 |
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