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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-01-21
  • GA RA
    APPROVED
    Since 2026-01-21

Branch Locations

Atlanta, GA • United States

3565 Piedmont Rd. Ne Bldg 4 , Suite 340, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comcap Llc California CA 03/2021 03/2022
Stephens Memphis TN 07/2016 12/2016
Raymond James & Associates, Inc. Memphis TN 05/2015 05/2016
Public Financial Mgmt Memphis TN 12/2016 05/2017
Self Employed Atlanta GA 07/2019 02/2021
Raymond James & Associates Memphis TN 06/2017 06/2019
Mid-South Chess Memphis TN 12/2015 01/2017
Rhodes College Memphis TN 08/2013 04/2017
Brookwood Associates Llc Atlanta GA 03/2023 11/2025
Self Employed Atlanta GA 04/2022 02/2023
Guardian Life Insurance Company Atlanta GA 12/2025 Present
Park Avenue Securities Atlanta GA 12/2025 Present
  • 03/2021 → 03/2022
    Comcap Llc
    California, CA
  • 07/2016 → 12/2016
    Stephens
    Memphis, TN
  • 05/2015 → 05/2016
    Raymond James & Associates, Inc.
    Memphis, TN
  • 12/2016 → 05/2017
    Public Financial Mgmt
    Memphis, TN
  • 07/2019 → 02/2021
    Self Employed
    Atlanta, GA
  • 06/2017 → 06/2019
    Raymond James & Associates
    Memphis, TN
  • 12/2015 → 01/2017
    Mid-South Chess
    Memphis, TN
  • 08/2013 → 04/2017
    Rhodes College
    Memphis, TN
  • 03/2023 → 11/2025
    Brookwood Associates Llc
    Atlanta, GA
  • 04/2022 → 02/2023
    Self Employed
    Atlanta, GA
  • 12/2025 → Present
    Guardian Life Insurance Company
    Atlanta, GA
  • 12/2025 → Present
    Park Avenue Securities
    Atlanta, GA
Other Businesses

1. Consultant - AI Financial Modeling Tutor, Start Date: 9/22/2025, Nature: Consulting services to technology company, Address: 4457 Dalston Drive NE, Atlanta, GA, 30342, Duties: offering excel modeling and grading tasks, 40 total hours per month; 0 during securities trading hours, Not Investment Related, 2. Independent Contractor, Start Date: 8/1/2025, Nature: Consulting services, Address: 4457 Dalston Drive, Atlanta, GA, 30342, Duties: reviewing financial documents & providing strategic advice, 40 total hours per month; 5 during securities trading hours, Not Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-15
S63 Uniform Securities Agent State Law Examination 2021-07-26
  • S66 Uniform Combined State Law Examination
    2026-01-15
  • S63 Uniform Securities Agent State Law Examination
    2021-07-26

View on SEC IAPD

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