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Jonathan Omar Pickett

Tiaa-Cref Individual & Institutional Services, LLC

Charlotte, NC

Concord, NC

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-07-29
  • NC RA
    APPROVED
    Since 2026-07-29

Branch Locations

8500 Andrew Carnegie Blvd Charlotte Trac, Charlotte, NC 28262 • United States

Concord, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Charlotte NC 04/2015 02/2024
Linden Thomas And Company Securities, Llc Charlotte NC 02/2024 05/2026
Linden Thomas Advisory Services Llc Charlotte NC 02/2024 05/2026
Tiaa Charlotte NC 07/2026 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-16
  • S66 Uniform Combined State Law Examination
    2015-07-16
Other Names
  • Jonathan Omar Pickett
  • Jonathan O Pickett

View on SEC IAPD

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