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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-27
  • TX RA
    APPROVED
    Since 2026-07-27

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

800 Capitol St, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 04/2015 10/2016
Bank Of America, N.A. New Orleans LA 12/2015 10/2016
Morgan Stanley New Orleans LA 10/2016 10/2018
Jpmorgan Chase Bank Na New Orleans LA 10/2018 04/2022
Jpmorgan Securities Llc New Orleans LA 10/2018 04/2022
Jpmorgan Chase Bank Na Houston TX 04/2022 04/2026
Jpmorgan Securities Llc Houston TX 04/2022 04/2026
Strozier Enterprises Llc New Orleans LA 12/2021 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 04/2026 Present
  • 04/2015 → 10/2016
    New Orleans, LA
  • 12/2015 → 10/2016
    Bank Of America, N.A.
    New Orleans, LA
  • 10/2016 → 10/2018
    New Orleans, LA
  • 10/2018 → 04/2022
    Jpmorgan Chase Bank Na
    New Orleans, LA
  • 10/2018 → 04/2022
    Jpmorgan Securities Llc
    New Orleans, LA
  • 04/2022 → 04/2026
    Jpmorgan Chase Bank Na
    Houston, TX
  • 04/2022 → 04/2026
    Jpmorgan Securities Llc
    Houston, TX
  • 12/2021 → Present
    Strozier Enterprises Llc
    New Orleans, LA
  • 04/2026 → Present
    Houston, TX
Previous Registrations
Other Businesses

I*: 4421297 Entity Type: For Profit Entity Name: Strozier Enterprises LLC Investment related: No Address: New Orleans, LA, 70122 Position/Title/Relationship: Owner Start Date: 4/13/2026 Approximate # of hours: 2 hrs mthly Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is the entity i created in anticipation of turning my primary residence in Louisiana into a rental property in efforts to conduct property management services for the home. Manage the property, pay external vendors for maintenance, collect rent from tenants I*409225 Entity Type: Charitable Name of OBA: Son of a Saint Address: New Orleans, Louisiana, 70119 Investment Related: No Position, Title, Association: Other Employee Start Date: 12/03/2015 Number of Hours: 5, Monthly Number of Hours during trading: 0 Duties: Fatherless boys are often boys in crisis, and especially so for Son of a Saints members, the majority of whom have lost their fathers to street violence or long prison sentences. They come into Son of a Saint at a delicate time in their lives. I will be serving as a mentor in the program. I will be spending time with the young boys and teaching them financial literacy skills, the value of respect, and providing guidance to them for dealing with everyday life challenges

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-21
  • S66 Uniform Combined State Law Examination
    2015-09-21
Other Names
  • Derrick O Strozier
  • Derrick Strozier

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