Kevin Thomas Haines

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → 11/2024
  Pruco Securities, Llc.
  Basking Ridge, NJ
• 11/2016 → 12/2017
  Alvarez And Marsal
  New York, NY
• 06/2016 → 09/2016
  Gotham Consulting Partners, Llc
  New York, NY
• 10/2016 → 12/2017
  Summit Point Consulting, Llc
  New Providence, NJ
• 06/2002 → 06/2016
  Protostar Partners, Llc
  New York, NY
• 01/2018 → Present
  Prudential Insurance Company Of America
  Basking Ridge, NJ
• 11/2024 → Present
  Lpl Enterprise, Llc
  Basking Ridge, NJ

Previous Registrations

• 2018-10-02 → 2024-11-14
  Pruco Securities, Llc.
  East Hanover, NJ
  Basking Ridge, NJ
  East Hanover, NJ
  New Providence, NJ

Other Businesses

Summit Point Consulting, LLC~136 Murray Hill Blvd, New Providence, NJ 07974~Shell Account~N~Owner~10/2016~0 hrs/mo~0 trading hrs/mo

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-09-25
• S63 Uniform Securities Agent State Law Examination
  2018-01-08

Other Names

• Kevin Haines