Steven Harris Schmelkin

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Steven Harris Schmelkin, Attorney At Law
  West Nyack, NY
• 03/2021 → 03/2024
  Kestra Investment Services, Llc
  New City, NY
• 06/2021 → 03/2024
  Kestra Advisory Services, Llc.
  New City, NY
• 03/2024 → Present
  Osaic Wealth, Inc.
  New City, NY

Previous Registrations

• 2021-06-23 → 2024-03-05
  Kestra Advisory Services, Llc
  Austin, TX
  New City, NY

Other Businesses

1. Business Name: West Nyack Free Library Investment Related: No Address: 65 Strawtown Road West Nyack NY 10994 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: I was elected by the Board of Trustees in March 2020 to join the board as another Trustee Start Date: 3/15/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Attend monthly meetings to set library policy, disburse funds, and in a general manner, oversee library operations and personnel. 2. Business Name: Rockland Counsel Investment Related: No Address: 5 Millie Ln West Nyack NY 10994 Nature of Business: Consulting; Legal/Attorney/Trustee/Executor Position, Title or Relationship: Attorney Start Date: 4/15/2016 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: I represent other law firms who have matters pending in Supreme Court, Rockland County. This involves answering court docket calendar calls and conferencing cases with Judges. 3. Business Name: MAJESTIC CAPITAL GROUP POSITION: Registered Assistant NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 09/09/2022 ADDRESS: 244 N. Main Street, New City NY 10956 DESCRIPTION: Financial advisory; legal consulting; estate planning 4. STEVEN H. SCHMELKIN, ESQ. POSITION: Sole Practitioner NATURE: Sole practitioner attorney INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 20 START DATE: 04/06/2016 ADDRESS: 244 N. Main Street, New City NY 10956, United States DESCRIPTION: Attorney at law 5. ROCKLAND COUNSEL POSITION: Sole Practitioner NATURE: I am a solo practioner attorney. I sometimes use the "brand name" Rockland Counsel to enhance my legal support services. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 04/06/2016 ADDRESS: 244 N Main Street, New City NY 10956, United States DESCRIPTION: I am an attorney involved in estate planning. I sometimes use "Rockland Counsel" as a branding/advertising vehicle.

Exams

• S66 Uniform Combined State Law Examination
  2021-06-16