Best Investors Account Sign in

Cristina Rose Essling

Cetera Investment Advisers LLC

Indianapolis, IN

Avantax Planning Partners, Inc.

Indianapolis, IN

Dubuque, IA

Claim This Profile
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-09-05
  • IN RA
    APPROVED
    Since 2025-09-05

Branch Locations

9840 Westpoint Drive Suite 350, Indianapolis, IN 46256 • United States

Avantax Planning Partners, Inc.

3390 Asbury Road, Dubuque, IA 52002-2801 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-05-08
  • IN RA
    APPROVED
    Since 2025-05-08

Branch Locations

9840 Westpoint Drive Suite 350, Indianapolis, IN 46256 • United States

3390 Asbury Road, Dubuque, IA 52002-2801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wealthcare Financial Group Indianapolis IN 01/2015 Present
1St Global Capital Corp. Indianapolis IN 02/2016 08/2017
1St Global Advisors, Inc. Indianapolis IN 02/2016 08/2017
1St Global Capital Corp. Indianapolis IN 03/2018 10/2019
Avantax Advisory Services Indianapolis TX 10/2019 09/2025
Avantax Investment Services, Inc. Indianapolis IN 10/2019 09/2025
Avantax Insurance Services, Inc. Indianapolis IN 06/2020 09/2025
Avantax Planning Partners Indianapolis IN 03/2025 Present
Cetera Wealth Services, Llc Indianapolis IN 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2015 → Present
    Wealthcare Financial Group
    Indianapolis, IN
  • 02/2016 → 08/2017
    1St Global Capital Corp.
    Indianapolis, IN
  • 02/2016 → 08/2017
    1St Global Advisors, Inc.
    Indianapolis, IN
  • 03/2018 → 10/2019
    1St Global Capital Corp.
    Indianapolis, IN
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Indianapolis, TX
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Indianapolis, IN
  • 06/2020 → 09/2025
    Avantax Insurance Services, Inc.
    Indianapolis, IN
  • 03/2025 → Present
    Avantax Planning Partners
    Indianapolis, IN
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Indianapolis, IN
  • 09/2025 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Indianapolis, IN
  • 2018-11-20 → 2019-10-25
    1St Global Advisors Inc
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-20
  • S66 Uniform Combined State Law Examination
    2018-11-20
Other Names
  • Cristina Rose Prieto

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

Other Investors

MARTIN WAYNE RICE
Michael REED Myers
BEAU MCCOY BARRETT
MICHAEL H LONGLEY
DAVID B GILMORE
Lucy L Gilmore
AARON JAMES PETTERSEN
HOLLY MARIE WHARTON

Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor