Dennis Roy Mccarthy

Employer firm

Truist Advisory Services, Inc. CRD 283390

$77.4B regulatory AUM 509 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters
• WRAP FEE PRODUCT AND FINANCIAL PROFILING SERVICES USING DESKTOP SOFTWARE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 09/2016
  Dane Holdings, Inc.
  Sun City West, AZ
• 08/2016 → 09/2016
  Voya Financial Advisors, Inc.
  Sun City West, AZ
• 01/2017 → 08/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 10/2016 → 01/2017
  Unemployed
  Peoria, AZ
• 08/2018 → 07/2021
  Bancwest Investment Services
  Tempe, AZ
• 08/2018 → 07/2021
  Bank Of The West
  Tempe, AZ
• 02/2022 → 08/2022
  Morgan Stanley Smith Barney Llc
  Temple Terrace, FL
• 09/2022 → 06/2025
  Wells Fargo Clearing Services, Llc
  Bradenton, FL
• 08/2022 → 06/2025
  Wells Fargo Bank, Na
  Bradenton, FL
• 07/2021 → 02/2022
  Unemployed
  Sarasota, FL
• 06/2025 → Present
  Truist Investment Services, Inc
  Sarasota, FL
• 06/2025 → Present
  Truist Advisory Services, Inc Services, Inc
  Sarasota, FL

Previous Registrations

• 2022-11-08 → 2025-06-13
  Wells Fargo Clearing Services, Llc
  Sarasota, FL
  Bradenton, FL
  Lakewood Ranch, FL
• 2022-03-14 → 2022-08-23
  Morgan Stanley
  Tampa, FL
• 2018-08-24 → 2021-07-30
  Bancwest Investment Services, Inc.
  Tempe, AZ
• 2017-07-05 → 2018-08-21
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ

Exams

• S66 Uniform Combined State Law Examination
  2017-07-03

Other Names

• Dennis Roy Mccarthy
• Dennis Mccarthy
• Dennis Roy Mccarthy
• Dennis R Mccarthy