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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-11-18
  • FL RA
    APPROVED
    Since 2020-11-18

Branch Locations

4465 Baymeadows Rd. Ste. 3, Jacksonville, FL 32217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 07/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2020 Present
Black Cpa & Associates Jacksonville FL 07/2011 Present
Other Businesses

1) BLACK CPA & ASSOCIATES 4776 HODGES BLVD, STE 203, JACKSONVILLE, FL, CPA/ENROLLED AGENT/TAX PREP/ACCOUNTING SERVICES, 07/01/11, NIR, OWNER, 50/WK- 40/TRADING 2)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 11/18/20 3) BLACK CPA REVIEW, 11 CT EDNA, ST AUGUSTINE, FL, CPA/Enrolled Agent/Tax Preparer/Accounting Services, CURRICULUM CONTRIBUTOR, 04/08/21, NIR, 5 HR/MO- 0/TRADING HR.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-09-24
S65 Uniform Investment Adviser Law Examination 2019-12-08
  • S63 Uniform Securities Agent State Law Examination
    2021-09-24
  • S65 Uniform Investment Adviser Law Examination
    2019-12-08

View on SEC IAPD

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