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Thomas Vincent Gilroy

Allstate Financial Advisors, LLC

Jericho, NY

CRD 6427944

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Employer firm

Allstate Financial Advisors, LLC CRD 109524

$142M regulatory AUM

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Allstate Financial Advisors, Llc

151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-17
  • NY RA
    APPROVED
    Since 2024-07-17

Branch Locations

400 Jericho Tpke Ste 109, Jericho, NY 11753-1320 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Melville NY 11/2014 02/2017
Suny Farmingdale Farmingdale NY 08/2012 05/2016
Wells Fargo Clearing Services Llc Melville NY 03/2017 07/2024
Allstate Financial Services, Llc Lincoln NE 07/2024 Present
Allstate Financial Advisors, Llc Lincoln NE 07/2024 Present
Allstate Insurance Co Northbrook IL 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-21
  • S66 Uniform Combined State Law Examination
    2016-12-21
Other Names
  • Thomas Vinvent Gilroy

View on SEC IAPD

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