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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-24 |
Branch Locations
445 Broadhollow Road Suite 405, Melville, NY 11747 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gfi Securities Llc | New York | NY | 01/2017 | 05/2017 |
| Morgan Stanley | Garden City | NY | 08/2017 | 08/2021 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 08/2018 | 08/2021 |
| Royal Alliance | Melville | NY | 09/2021 | 09/2025 |
| Lpl Enterprise | Melville | NY | 09/2025 | Present |
| Bank Of America, N.A. | Garden City | NY | 08/2015 | 01/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Garden City | NY | 06/2015 | 01/2017 |
1. 08/28/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Hicksville, NY - Start Date 08/15/2025 - 160hrs/MTH 160hrs/MTH During Trading 2. 08/28/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Hicksville, NY - Start Date 08/15/2025 - 160hrs/MTH 160hrs/MTH During Trading 3. 03/20/2026-Geneva Dynamics LLC-Owner-Business Entity For Tax/Investment Purposes Only-Inv related-At Hicksville, NY-Start date 03/19/2026-5hrs/mth-0hrs/mth during trading 4. 03/26/2026-GenevAI Capital-Financial Advisor / Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 03/19/2026-160hrs/mth-130hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-24 |
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