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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-06-29 |
Branch Locations
1206 E Warner Rd Ste 210, Gilbert, AZ 85296 • United States
7047 E Greenway Pkwy. Ste 350, Scottsdale, AZ 85254 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 11/2014 | 02/2019 |
| First Financial Equity Corporation | Scottsdale | AZ | 02/2019 | 04/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 04/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Mosaic Mediterranean Bistro Llc | Mesa | AZ | 09/2023 | Present |
| Mosaic Real Estate Holdings Llc | Mesa | AZ | 09/2023 | Present |
| Advanced Wealth Management | Scottsdale | AZ | 10/2024 | Present |
| Elevate Flooring Solutions | Gilbert | AZ | 11/2024 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START: 6/2016 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 TITLE: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: ERCOLINE ENTERPRIZES PLLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START: 3/2020 TITLE: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 6 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL, ADVISORY AND BROKERAGE TYPE SERVICES. 3. NAME OF OTHER BUSINESS: ENTERPRIZE ESTATES ASVISORS INVESTMENT RELATED: NO ADDRESS: 1947 N 95TH PLACE MESA AZ NATURE OF BUSINESS: POST MORTEM ESTATE SERVICES START: 02/2022 TITLE: OWNER APX NUMBER OF HOURS PER WEEK: 12 APX NUMBER OF HOURS DURING TRADING HOURS: 2 BRIEF DESCRIPTION OF DUTIES: PROVIDE CLIENTS WITH POST MORTEM SERVICES FOCUSED ON LOCATING AND COMPILING ESTATE ASSETS STEMMING FROM THE DEATH OF THE INDIVIDUAL; 4. NAME OF OTHER BUSINESS: FFEC WEALTH PARTNERS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START: 04/2022, TITLE: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: PORSCHE CLUB OF AMERICA - ARIZONA CHAPTER, INVESTMENT RELATED: NO, ADDRESS: 4288 S PONY RIDER TRAIL, GOLD CANYON, AZ, 85118, NATURE OF BUSINESS: SOCIAL CLUB, START: 02/2023, TITLE: TREASURER, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: CO-MANAGES BANK & CD ACCOUNTS, PAYS INVOICES, PRESENTS FINANCIALS TO OFFICERS AT MONTHLY BOARD MEETING; 6. NAME OF OTHER BUSINESS: MOSAIC MEDITERRANEAN BISTRO LLC; INVESTMENT RELATED: NO; ADDRESS: 9539 E MCKELLIPS RD, MESA, AZ 85207; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START: 9/2023; TITLE: OWNER/LANDLORD; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LANDLORD DUTIES; 7. NAME OF OTHER BUSINESS: MOSAIC REAL ESTATE HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: 9539 E MCKELLIPS RD, MESA, AZ 85207; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START: 9/2023; TITLE: OWNER/OPERATOR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OWN AND MAINTAIN THE REAL ESTATE; 8. NAME OF OTHER BUSINESS: ADVANCED WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START: 10/2024; TITLE: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9. NAME OF OTHER BUSINESS: ELEVATE FLOORING SOLUTIONS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: FLOORING COMPANY; START DATE: 2/2025; TITLE: OWNER; APX # OF HRS/WK & DUR TRD HRS: 6; DUTIES: OVERSEE AND MANAGE THE OPERATIONS OF THE BUSINESS; 10. NAME OF OTHER BUSINESS: GROUNDED NO MORE; INVESTMENT RELATED: NO; ADDRESS: 20326 E BRONCO DR, QUEEN CREEK, AZ 85142; NATURE OF BUSINESS: BOARD; START DATE: 11/2025; POSITION/TITLE/RELATIONSHIP: ASSISTANT TO THE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSIST THE PRESIDENT WITH GENERAL FINANCIAL DECISIONS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-02 |
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