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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-29
MI RA APPROVED 2015-10-28
  • TX RA
    APPROVED_RES
    Since 2017-11-29
  • MI RA
    APPROVED
    Since 2015-10-28

Branch Locations

2920 Business One Dr. Ste 104, Kalamazoo, MI 49048 • United States

Kalamazoo, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 09/2014 Present
Acclaim Private Home Care Kalamazoo MI 09/2010 Present
Think First Injury Prevention Program Kalamazoo MI 01/2003 Present
All American Roll Models Kalamazoo MI 09/2008 Present
  • 09/2014 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 09/2010 → Present
    Acclaim Private Home Care
    Kalamazoo, MI
  • 01/2003 → Present
    Think First Injury Prevention Program
    Kalamazoo, MI
  • 09/2008 → Present
    All American Roll Models
    Kalamazoo, MI
Other Businesses

1) THINK FIRST INJURY PREVENTION PROGRAM. KALAMAZOO, MI. STARTED 1/2003 AS VIP SPEAKER. SPENDS 10 HR/MO, 10 HR/MO DURING TRADING. NON-PROFIT. 2) ALL AMERICAN ROLL MODELS, 517 E CROSSTOWN PKWY, KALAMAZOO, MI, 9/2008. PRESIDENT, IN CHARGE OF OPERATIONS. NIR - NPO - 25 HR/MO - 10/TRADING. 3) ABAKON FINANCIAL INC, 2222 THE DELLS, KALAMAZOO, MI, 11/2016 AS CEO/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 40/WK - 30/TRADING. 4) ABAKON FINANCIAL LLC, 2920 BUSINESS ONE DR, STE 104, KALAMAZOO, MI, 1/2017 AS OWNER/CEO. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL - 15/WK - 10/TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. 01/05/15. 6) SMOKEYS FIREHOUSE BBQ LLC, 222 THE DELLS, KALAMAZOO, MI, 3/2018, AS OWNER/CEO OF FOOD SERVICE WEBSITE, NIR, 20HRS/WK, 0HRS/TRADING. 7) COLLECTOR/TRADER, 2222 THE DELLS, KALAMAZOO, MI, 11/2019 - SPORTS COLLECTIBLES & ANTIQUES. NIR - 10/WK - 0/TRADING. 8) BLC INDUSTRIES, LLC, 2222 THE DELLS, KALAMAZOO, MI, HOME CARE COMPANY, PRESIDENT CEO- 07/12/21, NIR, 40 HR/mo- 0/TRADING HR. 9) AUTO INJURY HOME CARE SPECIALISTS, 2920 business one drive, Suite 105, Kalamazoo MI 49048, United States, 01/17/2023, President, Healthcare, NIR, 40 HR/MO - 10 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-23
S63 Uniform Securities Agent State Law Examination 2015-06-30
  • S65 Uniform Investment Adviser Law Examination
    2015-10-23
  • S63 Uniform Securities Agent State Law Examination
    2015-06-30
Other Names
  • Brian Culver

View on SEC IAPD

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