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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-10-14 |
| OK | RA | APPROVED | 2024-12-02 |
| TX | RA | APPROVED_RES | 2024-11-28 |
Branch Locations
Washington, PA • United States
600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ayco Company, L.P. | Albany | NY | 01/2018 | 10/2023 |
| Td Bank, N.A. | Delmar | NY | 04/2015 | 12/2017 |
| Goldman Sachs & Co. Llc | Cohoes | NY | 01/2021 | 10/2023 |
| Morgan Stanley | Glens Falls | NY | 10/2023 | 03/2024 |
| Mercer Allied Company, L.P. | Albany | NY | 01/2018 | 01/2021 |
| That 80S Band Llc | Gloversville | NY | 05/2017 | 11/2024 |
| Thrivent Financial | Appleton | WI | 11/2024 | Present |
| Thrivent Investment Management Inc | Minneapolis | MN | 11/2024 | Present |
| J.P. Morgan Securities Llc | Albany | NY | 06/2024 | 11/2024 |
| Jpmorgan Chase Bank, N.A. | Albany | NY | 06/2024 | 11/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-18 |
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