Best Investors Account Sign in
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-10-23
  • WI RA
    APPROVED
    Since 2025-10-23

Branch Locations

Mount Horeb, WI • United States

1110 Fourier Dr Ste 100, Madison, WI 53717-1949 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Russell Investments Milwaukee WI 06/2015 09/2021
Benjamin F. Edwards Madison WI 11/2021 12/2022
Thrivent Investment Management Inc. Madison WI 12/2022 01/2025
Thrivent Financial Appleton WI 12/2022 01/2025
Ameriprise Financial Services, Llc Madison WI 10/2025 Present
Unemployed Ballwin MO 10/2021 10/2021
Unemployed Mount Horeb WI 01/2025 03/2025
Mount Horeb Fire Department Mount Horeb WI 03/2025 Present
Uber Mount Horeb WI 06/2025 10/2025
  • 06/2015 → 09/2021
    Milwaukee, WI
  • 11/2021 → 12/2022
    Benjamin F. Edwards
    Madison, WI
  • 12/2022 → 01/2025
    Madison, WI
  • 12/2022 → 01/2025
    Thrivent Financial
    Appleton, WI
  • 10/2025 → Present
    Madison, WI
  • 10/2021 → 10/2021
    Unemployed
    Ballwin, MO
  • 01/2025 → 03/2025
    Unemployed
    Mount Horeb, WI
  • 03/2025 → Present
    Mount Horeb Fire Department
    Mount Horeb, WI
  • 06/2025 → 10/2025
    Uber
    Mount Horeb, WI
Previous Registrations
Other Businesses

Outside Employment; SAA, LLC; Employee; Manage advisory business; 3241A Business Park Dr, , Stevens Point, WI, 54482; Not Investment-Related; 10/20/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-28
  • S66 Uniform Combined State Law Examination
    2015-07-28
Other Names
  • John Keehan Miller
  • John K Miller
  • John K. Miller
  • John K Miller

View on SEC IAPD

More in Mount Horeb, WI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor