Charles Gordon Bowers

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-04-06
MD	RA	APPROVED	2021-06-09

NY RA
APPROVED

Since 2025-04-06
MD RA
APPROVED

Since 2021-06-09

Branch Locations

One Fountain Plz 10Th Flr, Buffalo, NY 14203 • United States

221 South Main St., Bel Air, MD 21014 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
M&T Securities, Inc	Baltimore	MD	07/2013	06/2021
Lpl Financial Llc	Bel Air	MD	06/2021	Present

07/2013 → 06/2021

M&T Securities, Inc

Baltimore, MD
06/2021 → Present

Lpl Financial Llc

Bel Air, MD

Previous Registrations

2013-07-30 → 2021-06-09

M&T Securities, Inc.

Annapolis, MD

Lutherville, MD

Timonium, MD

Wilkes-Barre, PA

Timonium, MD

Buffalo, NY

Bel Air, MD

Baltimore, MD
2009-02-26 → 2013-07-01

Msi Financial Services, Inc.

Elkridge, MD

Baltimore, MD

Other Businesses

ARTIST - SELLING PERSONAL ARTWORK - ABINGDON, MARYLAND - 2 SEC HRS/WEEK - 6 NON SEC HRS/WEEK - SINCE 10/2012

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2009-02-23
S63	Uniform Securities Agent State Law Examination	2009-01-12

S65 Uniform Investment Adviser Law Examination

2009-02-23
S63 Uniform Securities Agent State Law Examination

2009-01-12

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews