Charles Gordon Bowers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 06/2021
  M&T Securities, Inc
  Baltimore, MD
• 06/2021 → Present
  Lpl Financial Llc
  Bel Air, MD

Previous Registrations

• 2013-07-30 → 2021-06-09
  M&T Securities, Inc.
  Annapolis, MD
  Lutherville, MD
  Timonium, MD
  Wilkes-Barre, PA
  Timonium, MD
  Buffalo, NY
  Bel Air, MD
  Baltimore, MD
• 2009-02-26 → 2013-07-01
  Msi Financial Services, Inc.
  Elkridge, MD
  Baltimore, MD

Other Businesses

ARTIST - SELLING PERSONAL ARTWORK - ABINGDON, MARYLAND - 2 SEC HRS/WEEK - 6 NON SEC HRS/WEEK - SINCE 10/2012

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-02-23
• S63 Uniform Securities Agent State Law Examination
  2009-01-12