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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-02-12 |
| CA | RA | APPROVED | 2024-02-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 05/2009 | 01/2024 |
| Equitable Advisors, Llc | New York | NY | 01/2024 | Present |
1. Independent Agent - Outside Fixed Insurance Sales. 2. Browning Financial, Inc. - Parent company for DBA, Masters Advisory Partners. President & Chief Executive Officer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-02 |
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