Best Investors Account Sign in

Christopher John Browning

Equitable Advisors, LLC

Scottsdale, AZ

Claim This Profile
Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-02-12
CA RA APPROVED 2024-02-06
  • AZ RA
    APPROVED
    Since 2024-02-12
  • CA RA
    APPROVED
    Since 2024-02-06

Branch Locations

Scottsdale, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Western International Securities, Inc. Pasadena CA 05/2009 01/2024
Equitable Advisors, Llc New York NY 01/2024 Present
  • 05/2009 → 01/2024
    Western International Securities, Inc.
    Pasadena, CA
  • 01/2024 → Present
    New York, NY
Previous Registrations
  • 2013-08-14 → 2024-02-05
    Western International Securities, Inc.
    Westlake Village, CA
    Irvine, CA
Other Businesses

1. Independent Agent - Outside Fixed Insurance Sales. 2. Browning Financial, Inc. - Parent company for DBA, Masters Advisory Partners. President & Chief Executive Officer.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-16
S63 Uniform Securities Agent State Law Examination 2007-07-02
  • S66 Uniform Combined State Law Examination
    2009-11-16
  • S63 Uniform Securities Agent State Law Examination
    2007-07-02
Other Names
  • Chris John Browning
  • Christopher J. Browning
  • Christopher John Brownrigg

View on SEC IAPD

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor