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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-06-19 |
| WA | RA | APPROVED | 2010-09-13 |
Branch Locations
120 15Th Street Se Suite 102, Puyallup, WA 98372 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Puyallup | WA | 09/2010 | Present |
| Raymond James Financial Services Advisors, Inc | Puyallup | WA | 09/2010 | Present |
| Retirement Income Strategies Inc | Puyallup | WA | 05/2011 | 05/2020 |
| Wooten Financial Llc | Puyallup | WA | 06/2020 | Present |
(1)Name of Business: Wooten Financial LLC Address: 120 15th St SE Ste 102, Puyallup, WA, 98372, United States Activity Type: Support Company - Non Owner Position/Title: Officer - CEO Investment Related: No Start Date: 06/04/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-09-23 |
| S65 | Uniform Investment Adviser Law Examination | 2003-06-03 |
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