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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED | 2020-05-04 |
| UT | RA | APPROVED | 2019-02-15 |
Branch Locations
680 West 10000 South Jordan Valley Tech Ii, South Jordan, UT 84095 • United States
2000 Westchester Avenue, Purchase, NY 10577-2530 • USA
Ogden, UT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | South Jordan | UT | 02/2013 | Present |
1. Nordic Valley Ski Patrol; Investment related No; Volunteer Ski Patrol; Employee(proprietor, partner, officer, director, employee, trustee, agent); Nov 2011; During business hours: 0; After business hours: 8; $1000 Annual family ski pass
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-02-14 |
| S65 | Uniform Investment Adviser Law Examination | 2007-07-10 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-19 |
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