William E Graiser

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2020 → Present
  Nuveen Securities, Llc
  New York, NY
• 11/2020 → Present
  Nuveen Asset Management, Llc
  Chicago, IL
• 11/2010 → 10/2020
  Pacific Investment Management Company Llc
  New York, NY
• 02/2011 → 10/2020
  Pimco Investments Llc
  New York, NY

Previous Registrations

• 2007-02-02 → 2008-04-08
  Td Ameritrade, Inc.
  Stamford, CT
• 2007-02-02 → 2008-04-08
  Td Ameritrade Investment Management, Llc
  Stamford, CT

Other Businesses

Name: Going Yard Baseball Position: Consultant - help facilitate event with venues, event logistics and marketing Nature: On-Field Baseball entertainment Investment Related: No Hours: 1-2 hours per week Securities Trading Hours: 0 Start Date: 5/15/2024 Address: Private Address, New York, NY Description: The business organizes events at major league baseball stadiums. The events are limited to 70 participants. It is designed to create an on-field baseball experience for those interested. The events will be held 1-2x per year over a weekend.

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-02-24
• S66 Uniform Combined State Law Examination
  2007-01-31
• S63 Uniform Securities Agent State Law Examination
  2004-08-11

Other Names

• Bill Graiser
• William Graiser