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David Camille Bailey

LPl Financial LLC

Stokesdale, NC

CRD 4729985

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2009-03-19
  • NC RA
    APPROVED
    Since 2009-03-19

Branch Locations

Stokesdale, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Stokesdale NC 03/2009 Present
Previous Registrations
Other Businesses

(1) 04/06/2011 - DBA ONLY - BAILEY FINANCIAL - STOKESDALE, NC

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-01-15
  • S63 Uniform Securities Agent State Law Examination
    2004-01-15
Other Names
  • David Bailey

View on SEC IAPD

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