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Stephanie J Tippenhauer

Fifth Third Securities, Inc.

Cincinnati, OH

Cincinnati, OH

CRD 4704699

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Am, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2016-03-23
  • OH RA
    APPROVED
    Since 2016-03-23

Branch Locations

7700 Five Mile Road, Cincinnati, OH 45230 • United States

9477 Kenwood Rd. Suite 210, Cincinnati, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Cincinnati OH 02/2016 Present
  • 02/2016 → Present
    Fifth Third Securities
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-23
S63 Uniform Securities Agent State Law Examination 2003-10-03
  • S66 Uniform Combined State Law Examination
    2016-03-23
  • S63 Uniform Securities Agent State Law Examination
    2003-10-03
Other Names
  • Stephanie J Stacy

View on SEC IAPD

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