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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-02-06 |
| TX | RA | APPROVED | 2026-02-04 |
Branch Locations
2162 E Williamsfield Road Ste 111, Gilbert, AZ 85295 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mesa | AZ | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mesa | AZ | 11/2016 | 02/2019 |
| Hayden Royal, Llc | Charlotte | NC | 02/2019 | 10/2020 |
| American Wealth Management | Atlanta | GA | 02/2018 | 10/2020 |
| United Planners' Financial Services Of America A Limited Partner | Scottsdale | AZ | 10/2020 | 10/2020 |
| Juncture Wealth Advisors, Llc | Phoenix | AZ | 10/2020 | 10/2020 |
| Ameriprise Financial Services Inc | Mesa | AZ | 12/2020 | 12/2020 |
| Ameriprise Financial Services, Llc | Gilbert | AZ | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Gilbert | AZ | 12/2020 | 02/2026 |
| Osaic Wealth Inc | Gilbert | AZ | 02/2026 | Present |
1. HOYT ENTERPRISES LLC POSITION: President NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 2764 E Wildhorse Dr, Gilbert AZ 85297, United States DESCRIPTION: Business is no longer active or generating income and will be closed soon when taxes are finalized for 2025. 2. BRONZE LLC POSITION: President NATURE: S Corp INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2016 ADDRESS: 1860 S Alma School Rd Ste 3, Chandler AZ 85286, United States DESCRIPTION: Occasional maintenance on property including changing tanning lamps and cleaning. 3. BREECOM LLC POSITION: President NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/01/2025 ADDRESS: 2764 E Wildhorse Dr, Gilbert AZ 85297, United States DESCRIPTION: E-commerce store on Wal-Mart that is now closed and not generating income. This LLC will be permanently closed after 2025 taxes are filed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-09-18 |
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