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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-07-21 |
Branch Locations
1 Citizens Bank Way, Johnston, RI 02919 • United States
4250 Congress St., Charlotte, NC 28209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Garden City | NY | 04/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Garden City | NY | 11/2016 | 07/2019 |
| Morgan Stanley | Melville | NY | 03/2021 | 10/2021 |
| Slomin'S Inc. | Hicksville | NY | 07/2019 | 03/2021 |
| Linden Thomas And Company Securities, Llc | Charlotte | NC | 12/2021 | 02/2023 |
| Linden Thomas Advisory Services, Llc | Charlotte | NC | 12/2021 | 02/2023 |
| Unemployed | Levittown | NY | 10/2021 | 12/2021 |
| Gcg Wealth Management | Charlotte | SC | 02/2023 | 02/2024 |
| Woodbury Financial Services Inc | Charlotte | NC | 02/2023 | 01/2024 |
| Osaic Wealth, Inc. | Charlotte | NC | 01/2024 | 02/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | 09/2025 |
| Innovation Partners Llc | Charlotte | NC | 09/2025 | 07/2026 |
| Ip Financial Advisory Services Llc | Charlotte | NC | 09/2025 | 07/2026 |
| Fm Capital Holdings | Fort Mill | SC | 02/2024 | 09/2024 |
| Citizens Securities, Inc. | Charlotte | NC | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-04 |
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