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Dominick Peter Profaci

Edward Jones

Hyde Park, NY

CRD 4676232

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-02
TX RA APPROVED_RES 2019-02-18
  • NY RA
    APPROVED
    Since 2021-06-02
  • TX RA
    APPROVED_RES
    Since 2019-02-18

Branch Locations

4246 Albany Post Rd, Hyde Park, NY 12538 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 06/2003 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-08-28
  • S63 Uniform Securities Agent State Law Examination
    2003-08-28

View on SEC IAPD

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