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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-12-06
  • TX RA
    APPROVED
    Since 2021-12-06

Branch Locations

3000 Schwab Way, Westlake, TX 76262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Keller TX 01/2020 Present
Charles Schwab Bank, Ssb Keller TX 01/2020 Present
Charles Schwab Premiere Bank Keller TX 11/2020 Present
Charles Schwab Trust Bank Keller TX 11/2020 Present
Lpl Financial Llc Fort Mill SC 06/2005 01/2020
  • 01/2020 → Present
    Keller, TX
  • 01/2020 → Present
    Charles Schwab Bank, Ssb
    Keller, TX
  • 11/2020 → Present
    Charles Schwab Premiere Bank
    Keller, TX
  • 11/2020 → Present
    Charles Schwab Trust Bank
    Keller, TX
  • 06/2005 → 01/2020
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-09
  • S66 Uniform Combined State Law Examination
    2003-09-09

View on SEC IAPD

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