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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-19 |
| MI | RA | APPROVED | 2023-09-01 |
Branch Locations
400 East Eighth Street, Traverse City, MI 49686 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| West Shore Bank | Traverse City | MI | 06/2023 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 07/2023 | Present |
| State College Of Florida | Bradenton | FL | 08/2009 | 09/2019 |
| Elevated Beverages | Traverse Cit | MI | 07/2019 | 01/2021 |
| West Shore Bank | Traverse City | MI | 01/2021 | 06/2023 |
| Cetera Investment Advisers Llc | Traverse City | MI | 09/2023 | Present |
1. SLEEPING BEAR B & B LLC, BED AND BREAKFAST, 100% OWNER, 1-2 HRS/WK
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-06 |
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