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Nuveen Asset Management, LLC CRD 155584
$280B regulatory AUM 25 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
333 West Wacker Drive, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2011-09-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nuveen Investments, Llc | Chicago | IL | 03/2003 | Present |
| Nuveen Asset Management, Llc | Chicago | IL | 09/2011 | Present |
1464 SOUTH MICHIGAN CONDOMINIUM ASSOCIATION; BOARD MEMBER; WILL NOT CONFLICT WITH MY DUTIES AT NUVEEN; NO COMPENSATION; START DATE: 1/1/2017.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-02 |
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