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Samuel Jacob Marshall

D.A. Davidson & Co.

Goose Creek, SC

Mount Pleasant, SC

CRD 6693104

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Employer firm

D.a. Davidson & Co. CRD 199

$41.8B regulatory AUM 1,050 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-09-17
SC RA APPROVED 2024-09-17
  • NC RA
    APPROVED
    Since 2024-09-17
  • SC RA
    APPROVED
    Since 2024-09-17

Branch Locations

Goose Creek, SC • United States

75 Port City Landing Suite 110 & 200, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 08/2016 12/2017
Edward Jones St Louis MO 01/2018 02/2022
Edward Jones St Louis MO 02/2022 05/2023
Edward Jones St Louis MO 05/2023 09/2024
D.A. Davidson & Co. Goose Creek SC 09/2024 Present
Previous Registrations
  • 2016-10-19 → 2024-09-19
    Edward Jones
    Bowling Green, MO
    Frankford, MO
    St Louis, MO
    Bethany, MO
    Maryland Heights, MO
    Chicago, IL
    St Louis, MO
    Boise, ID
    Clawson, MI
    Goose Creek, SC
    St Louis, MO
    St. Louis, MO
    Goose Creek, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-15
  • S66 Uniform Combined State Law Examination
    2016-10-15

View on SEC IAPD

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