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Andrew Edward Keating

Charles Schwab & Co., Inc.

Austin, TX

CRD 4645674

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-01-09
  • TX RA
    APPROVED
    Since 2017-01-09

Branch Locations

11800 Schwab Way, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thornhill Securities Inc. Austin TX 11/2014 12/2016
Charles Schwab & Co., Inc. Austin TX 12/2016 Present
Charles Schwab Bank Austin TX 12/2016 03/2019
  • 11/2014 → 12/2016
    Thornhill Securities Inc.
    Austin, TX
  • 12/2016 → Present
    Charles Schwab & Co., Inc.
    Austin, TX
  • 12/2016 → 03/2019
    Charles Schwab Bank
    Austin, TX
Previous Registrations
  • 2014-12-08 → 2016-12-12
    Realized Financial, Inc.
    Austin, TX
  • 2011-02-03 → 2013-10-04
    Kestra Investment Services, Llc
    Austin, TX
  • 2009-06-01 → 2010-12-22
    Morgan Stanley
    Austin, TX
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Austin, TX
    Austin, TX
    New York, NY
    Austin, TX
  • 2005-12-05 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Austin, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-02
  • S66 Uniform Combined State Law Examination
    2003-06-02
Other Names
  • Andrew Edward Keating
  • Drew Keating
  • Drew Edward Keating

View on SEC IAPD

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