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Current Employers
Dimensional Fund Advisors Lp

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-18
  • TX RA
    APPROVED_RES
    Since 2018-10-18

Branch Locations

1299 Ocean Avenue, Santa Monica, CA 90401 • United States

6300 Bee Cave Road Building One, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sei Investments Distribution Co Oaks PA 11/2014 09/2018
Dimensional Fund Advisors Santa Monica CA 10/2018 Present
  • 11/2014 → 09/2018
    Sei Investments Distribution Co
    Oaks, PA
  • 10/2018 → Present
    Dimensional Fund Advisors
    Santa Monica, CA
Previous Registrations
  • 2012-06-08 → 2018-10-01
    Chicago, IL
    Oaks, PA
    Irvine, CA
    Irvine, CA
    Lake Forest, CA
  • 2010-02-02 → 2011-07-26
    Managed Solutions
  • 2008-08-01 → 2008-10-09
    Encino, CA
  • 2006-07-17 → 2008-07-31
    Genworth Financial Asset Management, Inc
    Encino, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-01-04
S65 Uniform Investment Adviser Law Examination 2006-07-15
  • S63 Uniform Securities Agent State Law Examination
    2011-01-04
  • S65 Uniform Investment Adviser Law Examination
    2006-07-15

View on SEC IAPD

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