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Robert Richard Munoz

Ameriprise Financial Services, LLC

Scottsdale, AZ

Scottsdale, AZ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-30
TX RA APPROVED 2020-11-25
  • CA RA
    APPROVED
    Since 2020-11-30
  • TX RA
    APPROVED
    Since 2020-11-25

Branch Locations

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner And Smith Incorporated Mesa AZ 10/2011 11/2020
Bank Of America, N.A. Mesa AZ 06/2012 11/2020
Ameriprise Financial Services Inc Mesa AZ 11/2020 11/2020
Ameriprise Financial Services, Llc Gilbert AZ 03/2020 03/2020
Ameriprise Financial Services, Llc. Gilbert AZ 11/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-22
S66 Uniform Combined State Law Examination 2004-02-16
S63 Uniform Securities Agent State Law Examination 2002-11-26
  • S65 Uniform Investment Adviser Law Examination
    2007-03-22
  • S66 Uniform Combined State Law Examination
    2004-02-16
  • S63 Uniform Securities Agent State Law Examination
    2002-11-26
Other Names
  • Robert Munoz
  • Bob Munoz

View on SEC IAPD

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