Best Investors Account Sign in

Joy E. Ceroky

Key Investment Services LLC

Brooklyn, OH

North Tonawanda, NY

Claim This Profile
Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-26
  • NY RA
    APPROVED
    Since 2021-03-26

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

100 River Road, North Tonawanda, NY 14120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Evans National Bank Amherst NY 09/2014 05/2019
Lpl Financial Llc Amherst NY 09/2014 05/2019
Keybank Tonawanda NY 07/2019 Present
Key Investment Services Cheektowaga NY 07/2019 Present
  • 09/2014 → 05/2019
    Evans National Bank
    Amherst, NY
  • 09/2014 → 05/2019
    Lpl Financial Llc
    Amherst, NY
  • 07/2019 → Present
    Keybank
    Tonawanda, NY
  • 07/2019 → Present
    Key Investment Services
    Cheektowaga, NY
Previous Registrations
  • 2015-06-17 → 2019-05-22
    Lpl Financial Llc
    Williamsville, NY
    Amherst, NY
    Depew, NY
    Tonawanda, NY
    Williamsville, NY
    Lockport, NY
    Hamburg, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-06-17
S63 Uniform Securities Agent State Law Examination 2002-11-12
  • S65 Uniform Investment Adviser Law Examination
    2015-06-17
  • S63 Uniform Securities Agent State Law Examination
    2002-11-12
Other Names
  • Joy Elizabeth Brereton
  • Joe Aitchison
  • Joy E. Aitchison

View on SEC IAPD

Other Firms

VICTORY CAPITAL MANAGEMENT INC.
LINCOLN INVESTMENT
INDEPENDENCE CAPITAL CO., INC.
LPL FINANCIAL LLC
OSAIC WEALTH, INC.
CETERA INVESTMENT ADVISERS LLC
THE HUNTINGTON INVESTMENT COMPANY
J.P. MORGAN SECURITIES LLC

Other Investors

Joseph Briel Skarda
KRISTY LYNN TOYE-COOPER
David Jonathan Dershteller
LUANN MARIE SPAETHE
Mallory D Haseley
TIMOTHY ALBERT SHAW
MICHAEL BRENT BUROKER
KAREN ALTHIA YORKE

Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

More in Brooklyn, OH

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor