Garry Dale Weiss

Current Employers

Employment History

• 06/2013 → 07/2019
  Weiss Financial Innovations, Llc
  Columbia, MO
• 12/2013 → 07/2019
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 12/2013 → 07/2019
  Cetera Investment Advisors Llc
  Schaumburg, IL
• 07/2019 → Present
  Lpl Financial Llc
  Columbia, MO
• 07/2019 → Present
  Convergence Financial, Llc
  Columbia, MO

Previous Registrations

• 2013-12-24 → 2019-07-23
  Cetera Investment Advisers Llc
  Columbia, MO
• 2019-07-16 → 2019-07-16
  Lpl Financial Llc
  Columbia, MO
• 2003-05-27 → 2013-12-24
  1St Global Advisors Inc
  Columbia, MO
  Columbia, MO

Other Businesses

1. 10/10/2019 - Convergence Financial - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:07/16/2019 - 160 hrs/mo - 140 hrs during trading. 2. 10/16/2019 - Convergence Financial - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:07/16/2019 - 160 hrs/mo - 140 hrs during trading - I provide administrative support to Convergence Financial, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2003-02-13