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Current Employers
Frost Investment Services

111 West Houston Street, San Antonio, TX 78205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-28
  • TX RA
    APPROVED
    Since 2022-01-28

Branch Locations

111 West Houston Street, San Antonio, TX 78205 • United States

640 Taylor St Ste 1000, Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost National Bank Fort Worth TX 10/1998 Present
Frost Brokerage Services Fort Worth TX 09/2002 Present
  • 10/1998 → Present
    Frost National Bank
    Fort Worth, TX
  • 09/2002 → Present
    Frost Brokerage Services
    Fort Worth, TX
Previous Registrations
Other Businesses

(1) Breeding Ventures, LLC; Investment related; PO Box 101389, Fort Worth, TX 76185; Mineral and Gas; Owner; Started 12/2008; Approx. 2hrs/mo; Not during securities trading hrs; Managing and investing in oil and gas opportunities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-03-27
  • S63 Uniform Securities Agent State Law Examination
    2008-03-27

View on SEC IAPD

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