Best Investors Account Sign in

Michael W Connors

Osaic Institutions, Inc.

Tampa, FL

Tampa, FL

Meriden, CT

Claim This Profile
Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-17
  • FL RA
    APPROVED
    Since 2025-10-17

Branch Locations

2222 W. Swann Ave, Tampa, FL 33606 • United States

2222 W. Swann Ave, Tampa, FL 33606 • United States

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Templeton Distributors Ic. St Petersburg FL 07/2002 07/2021
Franklin Templeton Financial Services Corp. St. Petersburg FL 04/2020 07/2021
Franklin Distributors, Llc St. Petersburg FL 07/2021 09/2025
Osaic Institutions, Inc. Meriden CT 09/2025 Present
Inb Tampa FL 09/2025 Present
  • 07/2002 → 07/2021
    Franklin Templeton Distributors Ic.
    St Petersburg, FL
  • 04/2020 → 07/2021
    Franklin Templeton Financial Services Corp.
    St. Petersburg, FL
  • 07/2021 → 09/2025
    Franklin Distributors, Llc
    St. Petersburg, FL
  • 09/2025 → Present
    Osaic Institutions, Inc.
    Meriden, CT
  • 09/2025 → Present
    Inb
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-16
S63 Uniform Securities Agent State Law Examination 2004-05-14
  • S65 Uniform Investment Adviser Law Examination
    2025-10-16
  • S63 Uniform Securities Agent State Law Examination
    2004-05-14
Other Names
  • Mike Connors

View on SEC IAPD

Other Firms

STRATEGIC WEALTH INVESTMENT GROUP, LLC
INDEPENDENT ADVISOR ALLIANCE, LLC
UNITED CAPITAL FINANCIAL ADVISORS
FLORIDA FINANCIAL ADVISORS, LLC
AE WEALTH MANAGEMENT, LLC
INDEPENDENT FINANCIAL PARTNERS
TRUADVISORS
AMERICAN FAMILY LEGACY GROUP

Other Investors

PETER CASEY GAYLE
John Luke Robinson
MICHAEL MOFFA
JANET L CHRISTIANSEN
MATTHEW VERSAGE
Martin Adolfo Montana
Frank Cooper Finley
Jeferson Josue Velasquez

Other Offices

STRATEGIC WEALTH INVESTMENT GROUP, LLC · Tampa, FL
INDEPENDENT ADVISOR ALLIANCE, LLC · Tampa, FL
UNITED CAPITAL FINANCIAL ADVISORS · TAMPA, FL
FLORIDA FINANCIAL ADVISORS, LLC · Tampa, FL
AE WEALTH MANAGEMENT, LLC · Tampa, FL
INDEPENDENT FINANCIAL PARTNERS · TAMPA, FL
TRUADVISORS · TAMPA, FL
AMERICAN FAMILY LEGACY GROUP · TAMPA, FL

More in Tampa, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor