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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-01-22 |
Branch Locations
1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States
4776 Windsor Commons Ct, Jacksonville, FL 32224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services Llc | Jacksonville | FL | 09/2015 | 09/2021 |
| Fidelity Personal And Workplace Advisors | Boston | MA | 07/2018 | 09/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 09/2021 | 08/2022 |
| Bank Of America, N.A. | Jacksonville | FL | 10/2021 | 08/2022 |
| Empower Financial Services, Inc | Greenwood Village | CO | 10/2022 | 10/2023 |
| Wells Fargo Clearing Services, Llc | Jacksonville | FL | 01/2024 | Present |
| Wells Fargo Bank, Na | Jacksonville | FL | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-08 |
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