Gerry Lee Gauer

Current Employers

Employment History

• 03/2011 → Present
  Wealthone Llc(Fka:WEalthpointllc;Capital Financial Planning Llc)
  Latham, NY
• 09/2014 → 08/2016
  Voya Financial Advisors
  Clifton Park, NY
• 08/2016 → Present
  Lpl Financial Llc
  Latham, NY

Previous Registrations

• 2018-05-16 → 2024-01-10
  Wealthone, Llc
  Albany, NY
  Latham, NY

Other Businesses

1) 08/19/2016 * Capital Financial Planning * Non-Variable Insurance * INV REL * 6 Tower Place, Albany, NY 12203 * START 8/19/2016 * TIME SPENT 10% 2) 08/19/2016 * Commercial Rentals * Real Estate Rental * NOT INV REL * 646 Plank Rd. Suite 205 Clifton Park NY 12065 * START 10/18/2014 * TIME SPENT 20% 3) 08/19/2016 * Cass Hill Reality Partners LLC * Business Entity For Tax/Investment Purposes Only * NOT INV REL * 646 Plank Rd. Suite 205 Clifton Park NY 12065 * 1. Real Estate Rentals * START 10/18/2004 * TIME SPENT 20% 4) 08/19/2016 * Commercial Rentals * Real Estate Rental * NOT INV REL * 646 Plank Rd. Suite 205 Clifton Park NY 12065 * START 06/09/2009 * TIME SPENT 2% 5) 06/27/2019 - Joule Realty Partners, LLC - Investment related - At reported business location(s) - Real Estate Rental - start date:07/01/2019 - 10 hrs/mo - 5 hrs during trading. 6) 8/31/2021 - WealthOne, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 09/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through WealthOne, LLC, an independent investment advisor firm. I started this business activity in 09/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 8/31/2021 - WealthOne, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-04-18
• S63 Uniform Securities Agent State Law Examination
  2002-03-14

Other Names

• Gerry Gauer